Disclosure Document
Purpose of the Document
- To provide essential information about Research and Recommendation Services.
- To assist prospective clients in making an informed decision.
Research Analyst Details
1. Name and Registration
- Research Analyst: Technofunda™ Wealth Management and
Research Pvt. Ltd. - SEBI Registration No.: INH000018744
- Registration Date: November 04, 2024
2. Business Focus
- Providing research and recommendation services
Terms and Conditions
Detailed in the terms and conditions document: ( https://technofundawealth.com/terms-and-conditions )
Disciplinary History
1. SEBI Penalties/ Directions
- No penalties or directions issued by SEBI
2. Litigations/ Legal Proceedings
- No pending material litigations or legal proceedings
- No findings of inspections or investigations impacting the
Research Analyst
Details of Associates
- No associates
Disclosures Regarding Research and Recommendations
1. Financial Interests
- Research Analyst may have a financial interest or ownership in
recommended securities - Details provided in advice disclosures
2. Conflicts of Interest
- No actual or potential conflicts from associations with issuers
- Conflicts, if any, will be disclosed as they arise
3. Compensation from Subject Company
No compensation received in past 12 months for:
- Investment banking or merchant banking services
- Public offering management or co-management
- Other services or products
4. Compensation or Benefits
- No compensation or benefits received from the Subject Company
or third parties related to research or recommendations
5. Client Relationship
- The Subject Company was not a client in the past 12 months
6. Employment History
- No service as an officer, director, or employee of the Subject
Company
7. Market Making Activities
- No engagement in market-making activities for the Subject
Company
Thanks and Regards :
Pooja Borse
Compliance Officer,
Technofunda™ Wealth Management and Research Pvt. Ltd.